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Service
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Price, EUR
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Channel of submitting the order
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Via Internet Banking
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At branches/By phone 67444141
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Other transactions with Latvian securities
options
- Fees charged from both parties of the transaction
- Bank internal transactions are transactions between the securities accounts of the Bank’s clients.
- Privatization and compensation certificate transfers may be subject to stamp duties.
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| Transfer from Initial Register (Deregistration) |
4.50 |
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| Securities transfer to the insolvent companies register |
4.50 |
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| Free of payment transaction |
4.50 |
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| Bank internal free of payment transaction |
3.00 |
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| Against payment transaction in EUR |
6.00 |
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| Against payment transaction in USD for USD nominated securities |
40.00 |
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| Subscription to a new public issue of Latvian securities / participation in offering |
Security transfer fee
The fee for a security transfer depends on the transaction type (free of payment or against payment).
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Transaction surcharge or a fee
of up to 0.5% of the transaction nominal value
The particular item applies to debt securities only. The transaction surcharge or a fee is calculated based on transaction’s nominal value.
The price list item applies to all debt securities registered abroad, incl. those listed on Nasdaq Latvia.
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| Order handling for a corporate action with options |
Security transfer fee
The fee for a security transfer depends on the transaction type (free of payment or against payment).
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Other transactions with foreign securities
options
- Information on eligible foreign securities is available from the Bank.
- Bank internal transactions are transactions between the securities accounts of the Bank’s clients.
- Transaction fee includes standard settlement fees charged by the Bank’s Custodians.
- Same fee applies to both free of payment and against payment transactions
- Fees charged from both parties of the transaction
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| Bank internal free of payment transaction |
3.00 |
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| Bank internal against payment transaction |
6.00 |
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| Estonia, Lithuania |
10.00 |
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| Austria, Belgium, Canada, Czech Republic, Denmark, Finland, France, Germany, Hungary, Ireland, Italy, Norway, Netherlands, Poland, Portugal, Spain, Sweden, Switzerland, UK, USA, Eurobonds |
25.00 |
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| Foreign funds |
45.00 |
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| Subscription to a new public issue of foreign securities / participation in offering |
Security transfer fee
The fee for a security transfer depends on the transaction type (free of payment or against payment).
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Transaction surcharge or a fee
of up to 0.5% of the transaction nominal value
The particular item applies to debt securities only. The transaction surcharge or a fee is calculated based on transaction’s nominal value.
The price list item applies to all debt securities registered abroad, incl. those listed on Nasdaq Lithuania and Estonia.
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| Order handling for a corporate action with options |
Security transfer fee
The fee for a security transfer depends on the transaction type (free of payment or against payment).
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Broker services
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Equities and exchange-traded funds (ETFs) on stock exchanges
options
- Percentage based trading fees calculated from trade amount.
- Trading fee is charged in trading currency based on the Bank’s exchange rates.
- Trading orders transmitted to the Bank can cancelled until executed.
- In case the order is not executed in full during a single trading day, the trading fee (including minimum trading fee) for partial order execution is charged in full for each trading day when the order is partially executed.
- On certain markets, minimum transaction amounts may apply.
- Exchange traded funds (ETFs) in context of this pricelist are treated as shares.
- Futures and options traded with the Bank are not registered on clients’ securities accounts.
- The Bank shall disclose the specific mark-up in debt securities trading price upon Client’s request before entering into transaction.
- A stamp duty of 0,5% of transaction amount on buying UK securities and 1% on buying Irish securities is added to the transaction charges. In certain events, a higher rate (1,5%), a bonus rate or tax exemption may apply for UK securities.
- If purchase transactions are subject to FTT according to local market regulations (e.g. France, Italy), such tax is added to the transaction charges.
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| Estonia, Latvia, Lithuania |
Free of charge |
0.4%, (min. 5.60 EUR) |
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| in Germany (Xetra), Sweden, USA, Norway, Finland |
0.25%, (min. 7.00 EUR) |
0.4%, (min. 28.00 EUR) |
| in Belgium, Canada, Denmark, France, Ireland, Netherlands, United Kingdom |
0.25%, (min. 15.00 EUR) |
0.4%, (min. 28.00 EUR) |
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| in Austria, Czech Republic, Hungary, Italy, Poland, Portugal, Spain, Switzerland |
0.25%, (min. 15.00 EUR) |
0.4%, (min. 42.00 EUR) |
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| In other countries |
Subject to agreement |
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| Direct transactions on Nasdaq Riga |
Subject to agreement |
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| Participation in auctions organized by Nasdaq Riga |
Subject to agreement |
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Debt securities
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| Secondary market transactions with debt securities on stock exchanges and over the counter (OTC) |
A transaction surcharge of up to 0.5% of the transaction nominal value is included in the bond price |
When the price or yield is negotiated, a transaction surcharge or a fee of up to 0.5% of the transaction nominal value (min. 30 EUR or the equivalent amount in other currencies) is applied |
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| The acquisition of Latvian, Lithuanian and Estonian government debt securities at local primary auctions |
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A transaction surcharge or a fee of up to 0.1% of the acquired bond’s nominal value (min. 30 EUR or the equivalent amount in other currencies) is applied |
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| Subscription to securities of a new private placement / participation in offering |
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Transaction surcharge or a fee of up to 0.5% of the transaction nominal value (min. 30 EUR or the equivalent amount in other currencies) is applied |
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Fee for transactions with exchange-traded futures
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Agreed on case-to-case basis |
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Fee for transactions with exchange-traded options
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Agreed on case-to-case basis |
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On account opening and maintenance with a Clearing house* for transactions with futures and options:
*Any Clearing house that is an authorised central counter party (CCP) for the purposes of the European Market Infrastructure Regulation (Regulation (EU) No.648/2012).
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| Net Omnibus Segregated Account (NOSA) |
Free of charge |
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| Gross Omnibus Segregated Account (GOSA) |
Agreed on a case-to-case |
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Other securities services
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| Transaction cancellation |
Transaction fee |
- Cancellation of instructions is allowed only if instruction is not yet processed by the Bank.
- Transaction fee depends on the transaction type (without payment or versus payment) and the country where the securities are registered
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| Pledge transaction |
15.00 |
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| Blocking of securities on bailiff's instructions |
Transaction fee |
Transaction fee depends on the transaction type (without payment or versus payment) and the country where the securities are registered
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Transactions with investment fund units
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See Investment Funds |
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