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Service
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Price, EUR
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Channel of submitting the order
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Via Internet Banking
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At branches
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Other transactions with Latvian securities
options
- Fees charged from both parties of the transaction
- Bank internal transactions are transactions between the securities accounts of the Bank’s clients.
- Privatization and compensation certificate transfers may be subject to stamp duties.
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| Transfer from Initial Register (Deregistration) |
4.50 |
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| Securities transfer to the insolvent companies register |
4.50 |
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| Free of payment transaction |
4.50 |
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| Bank internal free of payment transaction |
3.00 |
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| Against payment transaction in EUR |
6.00 |
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| Against payment transaction in USD for USD nominated securities |
40.00 |
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| Subscription to a new public issue of Latvian securities / participation in offering |
Security transfer fee
The fee for a security transfer depends on the transaction type (free of payment or against payment).
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Transaction surcharge or a fee
of up to 0.4% of the transaction nominal value
The particular item applies to debt securities only. The transaction surcharge or a fee is calculated based on transaction’s nominal value.
The price list item applies to all debt securities registered abroad, incl. those listed on Nasdaq Latvia. Order submission is also possible by calling our brokers at 67444141.
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| Order handling for a corporate action with options |
Security transfer fee
The fee for a security transfer depends on the transaction type (free of payment or against payment).
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- |
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Other transactions with foreign securities
options
- Information on eligible foreign securities is available from the Bank.
- Bank internal transactions are transactions between the securities accounts of the Bank’s clients.
- Transaction fee includes standard settlement fees charged by the Bank’s Custodians.
- Same fee applies to both free of payment and against payment transactions
- Fees charged from both parties of the transaction
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| Bank internal free of payment transaction |
3.00 |
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| Bank internal against payment transaction |
6.00 |
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| Estonia, Lithuania |
10.00 |
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| Austria, Belgium, Canada, Czech Republic, Denmark, Finland, France, Germany, Hungary, Ireland, Italy, Norway, Netherlands, Poland, Portugal, Spain, Sweden, Switzerland, UK, USA, Eurobonds |
25.00 |
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| Foreign funds |
45.00 |
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| Subscription to a new public issue of foreign securities / participation in offering |
Security transfer fee
The fee for a security transfer depends on the transaction type (free of payment or against payment).
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Transaction surcharge or a fee
of up to 0.4% of the transaction nominal value
The particular item applies to debt securities only. The transaction surcharge or a fee is calculated based on transaction’s nominal value.
The price list item applies to all debt securities registered abroad, incl. those listed on Nasdaq Lithuania and Estonia. Order submission is also possible by calling our brokers at 67444141.
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| Order handling for a corporate action with options |
Security transfer fee
The fee for a security transfer depends on the transaction type (free of payment or against payment).
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Broker services
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At branches / By phone 67444141
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Equities and exchange-traded funds (ETFs) on stock exchanges
options
- Percentage based trading fees calculated from trade amount.
- Trading fee is charged in trading currency based on the Bank’s exchange rates.
- Trading orders transmitted to the Bank can cancelled until executed.
- In case the order is not executed in full during a single trading day, the trading fee (including minimum trading fee) for partial order execution is charged in full for each trading day when the order is partially executed.
- On certain markets, minimum transaction amounts may apply.
- Exchange traded funds (ETFs) in context of this pricelist are treated as shares.
- Futures and options traded with the Bank are not registered on clients’ securities accounts.
- The Bank shall disclose the specific mark-up in debt securities trading price upon Client’s request before entering into transaction.
- A stamp duty of 0,5% of transaction amount on buying UK securities and 1% on buying Irish securities is added to the transaction charges. In certain events, a higher rate (1,5%), a bonus rate or tax exemption may apply for UK securities.
- If purchase transactions are subject to FTT according to local market regulations (e.g. France, Italy), such tax is added to the transaction charges.
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| Estonia, Latvia, Lithuania |
Free of charge |
0.4%, (min. 5.60 EUR) |
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| in Germany (Xetra), Sweden, USA, Norway, Finland |
0.25%, (min. 7.00 EUR) |
0.4%, (min. 28.00 EUR) |
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| in Belgium, Canada, Denmark, France, Ireland, Netherlands, United Kingdom |
0.25%, (min. 15.00 EUR) |
0.4%, (min. 28.00 EUR) |
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| in Austria, Czech Republic, Hungary, Italy, Poland, Portugal, Spain, Switzerland |
0.25%, (min. 15.00 EUR) |
0.4%, (min. 42.00 EUR) |
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| In other countries |
Subject to agreement |
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| Direct transactions on Nasdaq Riga |
Subject to agreement |
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| Participation in auctions organized by Nasdaq Riga |
Subject to agreement |
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Debt securities
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| Secondary market transactions with debt securities on stock exchanges and over the counter (OTC) |
A transaction surcharge of up to 0.4% of the transaction nominal value is included in the bond price |
When the price or yield is negotiated, a transaction surcharge or a fee of up to 0.4% of the transaction nominal value (min. 30 EUR or the equivalent amount in other currencies) is applied |
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| The acquisition of Latvian, Lithuanian and Estonian government debt securities at local primary auctions |
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A transaction surcharge or a fee of up to 0.1% of the acquired bond’s nominal value (min. 30 EUR or the equivalent amount in other currencies) is applied |
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| Subscription to securities of a new private placement / participation in offering |
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Transaction surcharge or a fee of up to 0.4% of the transaction nominal value (min. 30 EUR or the equivalent amount in other currencies) is applied |
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Fee for transactions with exchange-traded options
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Agreed on case-to-case basis |
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On account opening and maintenance with a Clearing house* for transactions with futures and options:
*Any Clearing house that is an authorised central counter party (CCP) for the purposes of the European Market Infrastructure Regulation (Regulation (EU) No.648/2012).
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| Net Omnibus Segregated Account (NOSA) |
Free of charge |
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| Gross Omnibus Segregated Account (GOSA) |
Agreed on a case-to-case |
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Other securities services
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| Transaction cancellation |
Transaction fee |
- Cancellation of instructions is allowed only if instruction is not yet processed by the Bank.
- Transaction fee depends on the transaction type (without payment or versus payment) and the country where the securities are registered
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| Pledge transaction |
15.00 |
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| Blocking of securities on bailiff's instructions |
Transaction fee |
Transaction fee depends on the transaction type (without payment or versus payment) and the country where the securities are registered
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Transactions with investment fund units
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See Investment Funds |
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