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1. Opening of securities account
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LVL 3 |
| 1.1 Opening of securities account in Internet banking |
free of charge |
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2. Deregistration transaction
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LVL 3
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3. Transfers of securities and transactions
with third persons1
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3.1. Transfers of securities without payment to another account with Swedbank
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LVL 2
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3.1.1. Transfers of securities without payment to another account with Swedbank by using Internet banking
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LVL 1
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3.2. Transfers of securities without payment to another Bank
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- For securities registered in Latvia
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LVL 10
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- For securities registered in Latvia by using Internet banking
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LVL 8
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- For securities registered abroad
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LVL 4
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- For securities registered abroad by using Internet banking
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LVL 3
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3.3. Transfer of securities to the account
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- For securities registered in Latvia
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free of charge
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- For securities registered abroad
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LVL 4
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3.4. Delivery/receipt of securities versus payment (DVP)
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LVL 4
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3.4.1. Delivery/receipt of securities versus payment (DVP) by using Internet banking
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LVL 3
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3.5. Transfer of securities portfolio along with closing of account for securities of Latvia
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LVL 5
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3.6. Transfer of securities to the register of insolvent companies
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fee of charge
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3.7. Change of fund certificates (shares) 2
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LVL 5
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1 Privatisation and compensation certificate transfers to other banks may be subject to additional charges by other banks, as well as state duties. Ask the bank for details.
2 Only investment fund units of one management company may be interchanged if such an option is provided for in the Prospectus of the investment funds in question. In case of change of units to investment funds units of a different asset class (for instance, units of bond fund to units of equity fund or vice versa), the bank or the investment fund, whose units are purchased and sold as a result of unit change, may charge a fee for the purchase and sale of investment fund units.
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4. Other services
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4.1. Pledging of securities |
LVL 20
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4.2. Reduction of tax liabilities according to intergovernmental agreement on prevention of double taxation |
LVL 20
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4.3. Blocking of securities / ensuring participation for general meeting |
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- Natural persons |
LVL 3
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- Legal entities
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LVL 5
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4.4. Representation of a customer at shareholders' general meeting |
LVL 120
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5. Securities account statements
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5.1. Issuance of securities account statement
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LVL 3
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5.2. Securities account statements by using Internet banking
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free of charge
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6. Monthly fee for securities account with a monthly balance 3
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6.1. Securities portfolio value up to 500 000 LVL
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0.02%, min. LVL 0.70
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6.2. Securities portfolio value above 500 000 LVL
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0,015%
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6.3. As exception from the above monthly fees, different commission fees are calculated on the following securities:
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6.3.1.Certificates of investments funds managed by the Swedbank Group companies
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0.0084%
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6.3.2. Holding of securities of Czech Republic, Hungary, Poland, Slovakia, Slovenia
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0,025%
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6.3.3. Securities of Russian Federation issuers (except for shares in banks)
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0.04%, min 20 LVL
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6.4.3. Shares in banks of the Russian Federation
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0.40%, min 20 LVL
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3 Fee for securities account is deducted from the customer's account once a month. Shares are valued at their last price on the respective stock exchange. T-bills and bonds are valued at their face value. No fee is deducted for the account where no securities are held.
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7.Closing of securities account
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free of charge
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| 8. Securities sale and purchase transactions with the intermediary of the Bank4. Transactions: |
| 8.1. With stocks quoted at Nasdaq OMX Riga |
0.50%, min LVL 4 |
| 8.2. With stocks quoted at Nasdaq OMX Riga with the help of Internetbanking |
0.35%, min LVL 2 |
| 8.3. With stocks quoted at Nasdaq OMX Tallinn |
0.50%, min LVL 4 |
| 8.4. With stocks quoted at Nasdaq OMX Tallinn with the help of Internetbanking |
0.35%, min LVL 4 |
| 8.5. With stocks quoted at the Nasdaq OMX Vilnius |
0.50%, min LVL 4 |
| 8.6. With stocks quoted at the Nasdaq OMX Vilnius with the help of Internetbanking |
0.35%, min LVL 4 |
| 8.7. With stocks quoted in USA (NYSE, NASDAQ, AMEX), Sweden, Denmark, Finland, Norway, Germany, Italy, France, Netherlands and England(London Stock Exchange) |
0.45%, min LVL 20 |
| 8.8. With stocks quoted in USA (NYSE, NASDAQ, AMEX), Sweden, Denmark, Finland, Norway, Germany, Italy, France, Netherlands and England(London Stock Exchange) with the help of Internet banking |
0.45%, min LVL 15 |
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8.9. With stocks quoted in Russian Federation |
0.60%, min LVL 60 |
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8.10. With stocks quoted in Russian Federation with the help of Internet banking
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0.55%, min LVL 55 |
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8.11. With stocks quoted in Poland, Hungary, Czech Republic |
0.60%, min LVL 30 |
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8.12. With stocks quoted in Poland, Hungary, Czech Republic with the help of Internet banking |
0.55%, min LVL 30 |
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8.13. With stocks quoted in Croatia, Slovenia, Slovakia, Rumania |
1.10%, min LVL 35 |
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8.14. With stocks quoted in Croatia, Slovenia, Slovakia, Rumania with the help of Internet banking |
1.00%, min LVL 35 |
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8.15. With stocks quoted at other stock exchanges |
upon agreement |
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8.16. With fixed income securities |
free of charge, upon agreement on clean price or yield of fixed income securities |
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4 The fee is only charged for executed or partially executed transactions. If the securities trading currency is not LVL, the transaction fee will be charged in the relevant trading currency at the bank’s exchange rate. Minimum transaction volumes are possible in some stock exchanges.
| 9. Sales/purchase transactions of fund certificates (shares) with intermediary of the Bank. Transactions: |
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Purchase |
Sales |
| 9.1. With the following certificates of Swedbank Group-managed funds: |
| 9.1.1."money market" funds |
1 LVL |
1 LVL |
| 9.1.2. "bond" funds |
0.5%, min. LVL 5 |
LVL5 |
| 9.1.3. "equity", "balanced" funds |
1.5%, min. LVL 5 |
LVL5 |
| 9.2. with units in funds managed by cooperation partners5: |
| 9.2.1. "money market" funds |
0.5%, min. LVL 5 |
LVL 5 |
| 9.2.2. "bond" funds |
0.5%, min. LVL 5 |
LVL 5 |
| 9.2.3. "equity", "balanced" funds |
1.5%, min.
LVL 5 |
LVL 5 |
| 9.2.4. "Hedge" funds |
2%, min. LVL 5 |
LVL 5 |
| 9.3. with units in funds other than those mentioned in 9.1 and 9.26: |
| 9.3.1. "money market" funds |
0.5%, min. LVL 5 |
LVL 5 |
| 9.3.2. "bond" funds |
0.5%, min. LVL 5 |
LVL 5 |
| 9.3.3. "equity", "balanced" funds |
1.5%, min. LVL 5 |
LVL 5 |
| 9.3.4. "Hedge" funds |
2%, min. LVL 5 |
LVL 5 |
| 9.3.5. the fund management company’s fee for transactions with fund units |
up to EUR 100 |
up to EUR 100 |
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5The fee only applies to units in funds, with the management or distribution companies of which the bank has signed cooperation contracts and which are included in this list.
6 To find out the exact amount of the fee, please see the prospectus and rules of the respective fund or ask Swedbank.
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10. Regular investment in fund (minimum amount for investing – 50 LVL, 3rd pillar pension plans – no fixed minimum amount): |
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10.1. for Swedbank Group-managed funds:
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10.1.1. "money market" funds
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1 LVL
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10.1.2. "bond" funds
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0.5%, min. 1 LVL
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10.1.3. "equity", "balanced" funds
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1.5%, min.1 LVL
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10.2. other funds
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according to price list, point 9.2
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10.3. in pension plans administered by AS Swedbank Atklatais Pensiju Fonds7 |
free of charge
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7 The service is only available if the individual participating contract has been signed.
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11. Other transactions with securities
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11.1. Direct transactions on the Nasdaq OMX Riga
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upon agreement
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11.2. Buying of T-bills of the Republic of Latvia on bids
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11.2.1. Face value up to LVL 100 000
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0.20% of face value
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11.2.2. Face value above LVL 100 000
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0.15% of face value
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11.3. Participation in bids organised by the Nasdaq OMX Riga
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upon agreement
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| Effective since: 02.07.2008.
Note. The Bank is entitled to charge additional fee in case the Customer and his/her business partner do not use central depositaries of Latvia, Lithuania, Estonia in their mutual settlements, or a stamp duty or similar charges have been charged from the Bank, or Bank is additionaly charged in connection with participation in corporate event on behalf of client.
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